Job

A banking client of ours in Los Angeles is looking for a Regulatory Compliance professional to take on a standalone role within its Compliance team, reporting directly to the Chief Compliance Officer.

Responsibilities:

• Oversee the Regulatory Change Management alerts in the tracking system for Compliance, Risk and Legal.
• Work with the appropriate bank personnel to understand the impact to the bank, develop plans to implement, and execute the implementations.
• Handle oversight of the Compliance Management System, consisting of policy, procedures, consumer complaints, testing and monitoring and risk assessments.
• Supporting internal and external audits, carried out by vendors and internal teams.
• To research and maintain compliance laws and regulations and provides guidance to business units, where needed.
• Supporting the Chief Compliance Officer with training for the Compliance program and other activities as required in the role.

Requirements:

• Holding a Bachelor’s Degree and ideally a CRCM qualification.
• You must have a strong background in banking operations and be knowledgeable of commercial banking products.
• 5+ years’ of relevant experience (in a Regulatory Compliance role)
• Located in Los Angeles

If this opportunity interests you, please get in touch: m.lang@hamlynwilliams.com