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Regulatory Compliance VP

  • Location

    Los Angeles

  • Sector:

    Financial Services and Banking

  • Job type:


  • Salary:


  • Contact:

    Matt Lang

  • Contact email:

  • Salary high:


  • Salary low:


  • Published:

    10 months ago

  • Expiry date:


  • Startdate:


A banking client of ours in Los Angeles is looking for a Regulatory Compliance professional to take on a standalone role within its Compliance team, reporting directly to the Chief Compliance Officer.


  • Oversee the Regulatory Change Management alerts in the tracking system for Compliance, Risk and Legal.
  • Work with the appropriate bank personnel to understand the impact to the bank, develop plans to implement, and execute the implementations.
  • Handle oversight of the Compliance Management System, consisting of policy, procedures, consumer complaints, testing and monitoring and risk assessments.
  • Supporting internal and external audits, carried out by vendors and internal teams.
  • To research and maintain compliance laws and regulations and provides guidance to business units, where needed.
  • Supporting the Chief Compliance Officer with training for the Compliance program and other activities as required in the role.


  • Holding a Bachelor’s Degree and ideally a CRCM qualification.
  • You must have a strong background in banking operations and be knowledgeable of commercial banking products.
  • 5+ years’ of relevant experience (in a Regulatory Compliance role)
  • Located in Los Angeles

If this opportunity interests you, please get in touch: