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Regulatory Compliance

  • Location


  • Sector:

    Financial Services and Banking

  • Job type:


  • Salary:

    $180,000 - $200,000 + Bonus + Equity

  • Contact:

    Matt Lang

  • Contact email:

  • Salary high:


  • Salary low:


  • Published:

    19 days ago

  • Expiry date:


A Financial Services client is looking for a Regulatory professional to join its growing Compliance division. This role will report directly to the CCO and would serve at the businesses main point of contact with all US State regulators and manage all US State Money Transmission Exams and Audits. You will be responsible for creating, implementing and training on all money transmission policies, programs and procedures for the business and the annual money transmission risk assessments. This individual must have knowledge of compliance requirements for MTL, MSBs and Providers of Prepaid Access

Responsibilities will include:

  • Providing assurances to the CCO that the business has sufficient policies and procedures in place with respect to US State and Territory Money Transmission regulations and US/State Consumer Regulations
  • Monitoring, Evaluating, and implementing regulatory change management tools
  • Providing activity regulatory reporting to US State regulators
  • Managing all issue remediation identified with regards to money transmission or consumer regulatory requirements
  • Creating, implementing and managing all internal money transmission oversight and reporting for the CCO and Board of Directors
  • Being responsible for ensuring all applicable partners and agents (internally and externally) receive money transmission training, where needed

Requirements and Expectations include:

  • 8+ years of Money Transmission Exam and Relationship management experience is a MUST
  • Experience implementing Money Transmission policies, programs and procedures
  • Experience with implementing new products with regards to Money Transmission licensing and Prepaid Access Rule
  • Extensive experience working with cross functional teams and outside law firms
  • Knowledge of US State and Territory Money Transmission Regulations, consumer regulations that apply to MSBs and providers of Prepaid Access

If this opportunity interests you, please get in touch!