As part of their strategic transformation initiatives, my client, traditionally a fund service provider is expanding their reach into the Investment Management space.

They are looking for a driven and energetic Responsible Officer candidate with an entrepreneurial mindset to work directly with the MD to build out their new business.

MUST be Type 4, 9 license holder;

Active RO status or Type 1 license holder will be a huge advantage.

Responsibilities:

• Be the sole/non-sole RO for SFC Type 1, 4, 9 regulated activities
• Work closely with MD and other team heads in managing private funds (both primary and secondary market) and discretionary portfolios
• Effectively monitor and control investment risk and formulate investment strategies based on market research to improve portfolio performance
• Advise internal and external stakeholders on the latest trends in the equity market and equity instruments
• Maintain sound relations with existing clients and potential investors
• Proactively participate in new product development and manage daily operations to ensure full regulated compliance

Qualifications:

• Bachelor’s degree (Economics, Finance, Accounting or related disciplines)
• A holder of valid SFC license for Type 1, 4, 9 regulated activities
• 3+ solid years in managing Bond Funds, Direct Investment, and PE Funds is a MUST
• Experience in Retail Fund (key Investment personnel), fund structure set up will be a huge advantage
• 4+ years in supervisory or people management capacity
• Immediately available is highly preferred but not required