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Senior Audit Manager - Investment Banking

  • Location

    New York, NY

  • Sector:

    Financial Services and Banking

  • Job type:


  • Salary:

    $180,000 USD

  • Contact:

    Jonathan Moran

  • Contact email:

  • Salary high:


  • Salary low:


  • Job ref:


  • Published:

    3 months ago

  • Expiry date:


  • Startdate:


We are working with a Tier 1 global banking group to find a Senior Audit Manager who will cover the securities and trading audit plan in New York.

Reporting to the Head of Markets Audit, this position will see you lead on front-to-back office audits of the sales and trading desks across all asset classes including FX, commodities, derivatives, equities and debt securities.

The role involves a high degree of relationship management with key business stakeholders and the ability to lead audits end-to-end, managing the work of junior colleagues in the team.

You will have:

  • Approximately 10+ years’ combined experience in financial services, risk, audit, controls or similar functions.
  • Demonstrated experience in leading audits in a capital markets, securities or trading business.
  • Good subject matter expertise across a number of key sales and trading products including: FX, commodities, derivatives, equities and debt securities.
  • Ability to build strong relationships with colleagues and business stakeholders and the ability to challenge effectively.

Preferred experience:

  • Experience in managing teams of auditors.
  • Experience in working on global audits.
  • Ideally a professionally qualification such as the CIA.

To submit your interest, please share an up-to-date resume with me at or call me at 646-349-3225.