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Job

Senior Compliance Advisor (Originations)

  • Location

    Dallas

  • Sector:

    Financial Services and Banking

  • Job type:

    Permanent

  • Salary:

    $125,000

  • Contact:

    Austin Good

  • Contact email:

    a.good@hamlynwilliams.com

  • Salary high:

    0

  • Salary low:

    0

  • Published:

    4 months ago

  • Expiry date:

    2023-02-27

  • Startdate:

    ASAP

A national Financial Services partner of ours is looking to bring on an experienced Senior Compliance Advisor to their Compliance team. As an experienced Senior Compliance Advisor, you will serve as an originations subject matter expert with TILA, ECOA, UDAAP, UDAP, CLA, and SCRA to ensure documents, projects, processes or product initiatives comply with regulatory and legal requirements and enterprise policy.

 

As a Compliance Advisor, you will: 

  • Conducts compliance monitoring.
  • Performs transactional testing.
  • Serves as an originations subject matter expert to ensure documents, projects, processes or product initiatives comply with regulatory and legal requirements and enterprise policy.
  • Partners with business stakeholders in assigned business unit to respond to reports issued by regulatory agencies or audit.
  • Identifies systemic procedural weaknesses and additional training requirements needed to ensure compliance.
  • Assists with responses to regulatory inquiries and third party examiners.

 

As a Senior Compliance Advisor, you will need: 

  • 5 - 7 years Compliance, Legal, Regulatory, or Financial Services.
  • Bachelor's Degree and/or Master's Degree: Business, Finance, or equivalent field
  • Advanced knowledge of regulatory compliance, relevant industry regulations and regulatory data sources.

 

If you are a skilled Senior Compliance Advisor, you can apply by:

Selecting the “Apply” button below, or by contacting me directly.

As a Compliance & Financial Crime market specialist, I am partnered with a myriad of large and small Financial Services and Banking Institutions across the Southwest and West Coast. If this role is of interest to you, or if you are interested in exploring other opportunities within the market, you are welcome to reach out directly to:

Austin Good, a.good@hamlynwilliams.com or (619) 350-6195

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