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Senior Compliance Manager - FinTech

  • Location

    Sydney, Australia

  • Sector:

    Financial Services and Banking

  • Job type:


  • Contact:

    Stephanie Lui

  • Contact email:

  • Salary high:


  • Salary low:


  • Published:

    over 1 year ago

  • Expiry date:


My client is a Multinational Conglomerate specializing in e-commerce, retail and Internet, they are looking for a Senior Regulatoy Compliance Manager based in Sydney, mainly provide support for its growing Australia and New Zealand business.



  • Implement and maintain a robust compliance programme to ensure all regulatory obligations and licensing conditions are met, incorporating our Group-wide compliance and assurance/monitoring programme

  • Engage with regulators and be accountable for the regulatory compliance management programme, including but not limited to tracking regulatory updates and changes in products/industry development

  • Maintain and update policies and compliance manuals according to changes in regulations, products or business lines. 


  • Liaise openly with the Head of Compliance, APAC and other business areas, functions, locations to ensure that a genuine understanding of processes, practices and policies is established




  • Solutions-focused, works collaboratively with the commercial team and Regional/Group compliance teams
  • Able to demonstrate a strong sense of urgency and work in a demanding culture and fast-paced industry
  • Demonstrate effective time management and work organisation; engage in conversations with colleagues to challenge priorities and agree a way forward effectively
  • Raise potential risks and concerns regarding the decisions of others appropriately, in good time, and in a way that generates alignment to enable successful launch of products/solutions
  • Contribute well to the compliance team and work collaboratively and effectively across geographical, cultural and regulatory boundaries
  • Have strong understanding of the Australian and New Zealand financial services environment and regulation and business practices



Please send your CV to to apply or apply directly below.