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Compliance & Financial Crime -
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$60,000- $110,000 -
Posted 19 hours ago
Responsibilities:
Completing and Updating Form U4 registration filings.
Initiate and complete custodian access and rep code set up.
Monitor and track renewals for Advisors.
Oversee compliance in regard to personal trading, gifts & entertainmen...
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Compliance & Financial Crime
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Santa Rosa
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$70,000- $97,000
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Posted 1 day ago
Essential Responsibilities:
Conduct due diligence reviews and prepare reports on High risk customers to mitigate BSA/AML risk
Analyze risks associated with complex ownership structure, evaluating variables such as source of funds, anticip...
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Internal & IT Audit
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Long Beach
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$115,000- $165,000
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Posted 2 weeks ago
Essential Duties
Develop audit programs and guides
Perform and document key processes, risks and controls
Prepare complete audit documentation
Compile and analyze audit issues
Prepare audit reports
Complete all assignments within timeline...
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Internal & IT Audit
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Long Beach
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$85,000- $128,000
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Posted 2 weeks ago
Essential Duties
Assist auditors in developing audit programs and guides
Perform and document key processes, risks and controls
Prepare complete audit documentation that is free of grammatical errors
Compile and analyze audit issues
Prepar...
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Compliance & Financial Crime
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$250,000- $300,000
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Posted 1 month ago
Responsibilities:
Manage and review regulatory filings (SEC, international, regional licensing and registrations)
Oversee employee trading and related activities to ensure compliance with firm policies
Manage internal and external audits and re...
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Finance & Accounting
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New York
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$120,000- $130,000
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Posted 2 months ago
We are partnered with a Leading Global Insurance and Investment firm that is seeking to add a Senior Reinsurance Accountant to join the growing NY team.
This Role is onsite 4-5 days a week in near Midtown.
Responsibilities:
Manage the preparati...
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Compliance & Financial Crime
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Phoenix
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$95,000- $113,000
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Posted 4 months ago
What you'll do:
The Enterprise and Operational Risk Management Group (ERM/ORM) is the second line of defense function responsible for leading the strategy and execution of the Bank’s Enterprise and Operational Risk Management Framework. The ORM tea...
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Compliance & Financial Crime
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Lodi
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$125,000- $150,000
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Posted 4 months ago
A community banking partner of ours is looking to add a CRA Officer to their growing team. The CRA Officer’s primary function is helping to meet identified community credit opportunities, maintaining records of the Bank’s community development progr...
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Finance & Accounting
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Pasadena
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$170,000- $200,000
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Posted 5 months ago
Our client is a global publicly traded bank with over 100 locations worldwide.
Currently, they are looking for a Director of Accounting to join their Accounting & Finance team.
This role is onsite 5 days a week in their Pasadena office.
Respon...
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Finance & Accounting
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New York
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$100,000- $125,000
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Posted 5 months ago
We are currently partnering with a leading global law firm operating in over 30 countries all over the world and looking for a Working Capital Controller to help partners manage their practices by providing matter management and pricing support.
...
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Compliance & Financial Crime
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Phoenix
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$98,000- $105,000
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Posted 5 months ago
A Prominent Regional Banking partner of ours is looking for a ERM Regulatory Relations Analyst to join their growing team. As the Senior ERM Analyst, the primary responsibility is to take ownership of a critical role as a member of the bank's Regula...
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Finance & Accounting
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Kennett Square
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$145,000- $250,000
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Posted 6 months ago
We are partnered with a Global Advisory and leading Technology Firm focused exclusively on Financial Risk Management that is seeking a Director of Accounting Advisory to join their Denver and Pennsylvania teams.
This is a hybrid opportunity in Litt...
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