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Job

Senior Regulatory Compliance Manager - Virtual Bank

  • Location

    Hong Kong

  • Sector:

    Financial Services and Banking

  • Job type:

    Permanent

  • Contact:

    Stephanie Lui

  • Contact email:

    s.lui@hamlynwilliams.com

  • Salary high:

    0

  • Salary low:

    0

  • Published:

    8 months ago

  • Expiry date:

    2021-01-09

  • Startdate:

    ASAP

Job Description

  • Formulate and review policies and procedures including compliance manual
  • Establish and maintain business conduct and other compliance programs for business, and conducting regulatory risk assessments and program implementation.
  • Provide compliance advice and support to the wealth management businesses and functions
  • Prepare compliance governance reports
  • Engage and maintain strong relationship with regulatory authorities and handle all related enquiries (including regulatory inspections and audits)
  • Design, develop and implement compliance training and promote compliance culture

 

Requirements

  • Bachelor degree in Law, Accounting, business or finance or equivalent work experience. Prior legal training and work experiences is advantageous.
  • Sound knowledge of HKMA/SFC regulations
  • Minimum 6 years of compliance advisory experience in banks or professional firms
  • Able to work in a fast-paced environment and to prioritise and deliver high quality work
  • Independent with a strategic mindset, open to tackling new issues and sounding out new ideas
  • A good team player with excellent communication skills
  • Excellent verbal and written English and Chinese

 

This is an exciting opportunity to work with a team of energetic and passionate individuals. Please apply here or email me at s.lui@hamlynwilliams.com for further discussion.