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SOX Compliance Manager

  • Location


  • Sector:

    Financial Services and Banking

  • Salary:


  • Contact:

    Shawn Christopher

  • Contact email:

  • Salary high:


  • Salary low:


  • Published:

    7 months ago

  • Expiry date:


  • Startdate:


Responsible for supporting the initial design, implementation, and monitoring of the Bank’s SOX compliance program. This role reports to the Director of ERM Operations, who is a member of the Senior Management team. This role will supervise SOX Analysts and co-sourced consultants. 

Responsibilities May Include: 

  • Develop and implement an annual enterprise SOX risk and control assessment program 

  • Work with control owners to identify, design and conduct the management assessment of internal controls 

  • Assess processes, risks, and controls to identify control gaps and improvement opportunities 

  • Provide support and assistance to groups performing SOX functions throughout the Company 

  • Establish and maintain good working relationship with business groups and help address internal control related issues 

  • Support process improvement and control optimization projects 

  • Provide advice and counsel to management on internal controls 

  • Execute on special projects and other assignments as requested by the Director of ERM Operations and CRO 

  • Liaison with internal/external auditors, consultants, and regulators regarding all work performed 

  • Support control owners in the preparation and execution of the annual SOX testing plan 

  • Perform tests of design and operating effectiveness 

  • Manage a small team of SOX Analysts and co-sourced SOX consultants 

Preferred Job Requirements: 

  • Bachelor's degree in Accounting/CPA Preferred 

  • 7+ years of experience in public accounting combined with SOX compliance program management at a bank 

  • Prior experience using Jack Henry 

  • Prior experience with core banking system conversions 

  • LogicManager GRC, Visio, and Microsoft Project a plus