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Job

SVP - Compliance Testing

  • Location

    New York

  • Sector:

    Financial Services and Banking

  • Job type:

    Permanent

  • Salary:

    $175,000 - $190,000

  • Contact:

    Thomas Byrne

  • Contact email:

    t.byrne@hamlynwilliams.com

  • Salary high:

    0

  • Salary low:

    0

  • Published:

    3 months ago

  • Expiry date:

    2022-08-14

  • Startdate:

    ASAP

We're working on an SVP of testing position at present with a top investment bank. They're looking for a testing manager to cover their rates and FX team specifically so a good base in this area would be highly beneficial.

What you'll be doing:

  • Being integral in the implementation, and execution of the compliance testing, continuous testing, and reporting programs across the US.
  • You will be managing the planning, execution, and reporting of compliance testing reviews and compliance and regulatory issue validation activities for a component of a product line, function, or legal entity 
  • Managing a team or multiple teams of Compliance professionals. Responsible for hiring, compensation, performance appraisals, staff development, training, etc.
  • Developing and executing a Compliance Testing Plan to monitor for compliance with rules, laws, and regulations.
  • Serving as a lead reviewer for complex reviews, analysing report findings, and communicating findings to corresponding control/process owners.
  • Developing effective relationships within the compliance testing function and with other stakeholders including business and technology process owners, and Internal Audit function.

What they're looking for: 

  • Bachelors degree level educated
  • At least 10 years of experience within compliance testing., managing and developing a testing program and protocols
  • Extensive management experience and comfortable a team 

For more information get in touch with Thomas Byrne at t.byrne@hamlynwilliams.com or 646 349 4411

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