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SVP, Monitoring and Testing Manager, Financial Crimes

  • Location

    Dallas--Forth Worth

  • Sector:

    Financial Services and Banking

  • Job type:


  • Salary:

    $170,000 - $190,000

  • Contact:

    Isabella Saputo

  • Contact email:

  • Salary high:


  • Salary low:


  • Published:

    6 months ago

  • Expiry date:


Hamlyn Williams are recruiting for an exciting opportunity to join a top-tier US Bank on their Compliance Testing team, responsible for assessing compliance risks and controls implemented by the first and second line of defense. This position will be in charge of performing critical risk assessments of the firm's compliance risks, as well as independent testing (testing and ongoing monitoring) to assess the design and effectiveness of key controls meant to address compliance risk and reporting.

In this role you will oversee the development, implementation, and execution of compliance testing, continuous testing, and reporting programs within an assigned region as well as managing compliance testing reviews, compliance and regulatory problem validation operations for a specific product or function. You will also develop and execute a robust compliance testing plan which will involved working closely with regional and global Compliance testing Heads, regional and global Heads of Internal Audit, and functional professionals at all levels.

The ideal candidate will:

  • be an experienced Compliance professional who has worked within complex environments and has experience of team management and / or subject-matter expertise
  • have extensive global compliance and / or audit related experience
  • have deep knowledge of auditing principles including audit planning, risk assessments, development of risks and controls matrices, processes and controls design assessments, controls operating effectiveness testing

Select the apply button or contact me directly. 

I am a Compliance and Financial Crimes market specialist working with a large variety of clients across the specified industry. If this role is of interest to you, or if you would like to explore other opportunities in the market, please feel free to reach out to me directly. Contact Isabella Saputo at