Connecting linkedin



Team Head, Retail Wealth Governance (Retail Bank)

Our client is a well-establiedh retail bank that is looking for a high caliber to join their expanding team.


Job Responsibilities:

  • Lead a team to develop risk and compliance governance and control framework of retail wealth business
  • Design and implement the control on retail selling activities of investment & insurance products/ transactions in compliance with relevant regulations
  • Assess and perform gap analysis to ensure proper control measures are in place to mitigate compliance risk associated with all channels


Job Requirements:

  • University graduate with minimum 7 years' banking experience with exposure in compliance, internal control or audit
  • Familair with regulatory requirements applicable to retail banking
  • Good command of both spoken and written English and Chinese