Trust Fiduciary Compliance Manager

This position reports directly to the Wealth Management CCO and is the primary contact for internal and regulatory examiners. This role will manage a small team of 3 and be responsible for updating internal teams of compliance rules and regulations.

Responsibilities

• Oversee Wealth Management federal and state regulatory exams
• Assist CCO with designing, establishing, and implementing compliance policies, procedures and guidelines, including maintaining controls and testing
• Manage, develop, train, evaluate and monitor a small team of 3 
• Identify internal/external compliance exam issues and provide best practices solutions

Basic Qualifications

• 5+ years of legal, compliance, or regulatory experience
• Bachelor’s degree required or equivalent financial industry experience
• Minimum 2 years management experience
• Trust and Fiduciary working knowledge

If this opportunity interests you, please get in touch with an updated resume!