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Job

Trust Fiduciary Compliance Manager

  • Location

    Los Angeles, CA

  • Sector:

    Financial Services and Banking

  • Job type:

    Permanent

  • Salary:

    Competitive

  • Contact:

    Alessandra Recht

  • Contact email:

    a.recht@hamlynwilliams.com

  • Salary high:

    0

  • Salary low:

    0

  • Published:

    26 days ago

  • Expiry date:

    2019-12-16

  • Startdate:

    Immediately

Trust Fiduciary Compliance Manager

This position reports directly to the Wealth Management CCO and is the primary contact for internal and regulatory examiners. This role will manage a small team of 3 and be responsible for updating internal teams of compliance rules and regulations.

Responsibilities

  • Oversee Wealth Management federal and state regulatory exams
  • Assist CCO with designing, establishing, and implementing compliance policies, procedures and guidelines, including maintaining controls and testing
  • Manage, develop, train, evaluate and monitor a small team of 3 
  • Identify internal/external compliance exam issues and provide best practices solutions

Basic Qualifications

  • 5+ years of legal, compliance, or regulatory experience
  • Bachelor’s degree required or equivalent financial industry experience
  • Minimum 2 years management experience
  • Trust and Fiduciary working knowledge

If this opportunity interests you, please get in touch with an updated resume!