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Job

Type 7 RO

  • Location

    Hong Kong

  • Sector:

    Financial Services and Banking

  • Job type:

    Permanent

  • Contact:

    Aiko Zhang

  • Contact email:

    aiko.zhang@hamlynwilliams.com

  • Salary high:

    0

  • Salary low:

    0

  • Published:

    3 months ago

  • Expiry date:

    2021-08-19

  • Startdate:

    ASAP

Summary:

Our client is a Chinese e-trading brokerage firm with over 30 years of history in both Mainland China and Hong Kong. They are now looking for experienced Type 7 RO to join their rapidly growing team in Hong Kong to set up and run their newly developed trading platform. You will enjoy the fast-paced environment of young and energetic culture upon joining our client.

Responsibilities:

  • To set up an automated trading services business and activities for the e-trading system
  • To connect exchange, clearing house, transfer agent, etc
  • Liaise with SFC, HKEX and other regulatory bodies for regulated activities
  • Develop and manage daily operations, ensure the system and policy are in full compliance with all relevant regulations

Requirements:

  • Licensed Holder of Responsible Officer under SFC for Type 7 regulated activities
  • Degree holder with min 5 years relevant experience gained in securities and brokerage company
  • Relevant experiences in the Automated trading RA7 business
  • Holder of SFC RO Type 7 license/ RA 7 licenses
  • Fluent in English and Chinese, ideally Mandarin 

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