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Job

Type 9 RA/RO

  • Location

    hong kong

  • Sector:

    Financial Services and Banking

  • Job type:

    Permanent

  • Contact:

    Aiko Zhang

  • Contact email:

    aiko.zhang@hamlynwilliams.com

  • Salary high:

    0

  • Salary low:

    0

  • Published:

    29 days ago

  • Expiry date:

    2021-10-29

  • Startdate:

    ASAP

Our Client is PRC Financial Institutions with over 30 years of histroy in Hong Kong, they are now looking for experienced TYPE 9 RA/RO to look after their newly set up  Asset Management team. Fluent manadarin speaker qualified with type 1,2,3 SFC licenses are preferred. 

 

Job Description
 

  • As a Responsible Officer/ Representative to supervise SFC Type 9 regulated activities
  • Implement trading execution 
  • Supervise daily securities operations, including local and overseas market
  • Formulate, review and update the operations procedures to ensure full regulatory compliance
  • Provide support to senior management in investment function


Requirement

  • University graduates in business related disciplines 
  • Minimum 5 years management experience in securities firm /PRC Assest Management firm /PE firm 
  • SFC registered RO/Qualified Technical Representative for license 1, 2/3, 9
  • Good command of written and spoken English and Chinese and Mandarin (Native speaker ) 
  • Sound knowledge of fund establishment and fund management 

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