US Investment Banking - Electronic Trading Compliance Manager
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Location
Hong Kong
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Sector:
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Job type:
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Contact:
Winifred Tsang
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Contact email:
w.tsang@hamlynwilliams.com
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Salary high:
0
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Salary low:
0
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Published:
4 months ago
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Expiry date:
2022-03-17
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Startdate:
ASAP
My client is a top-tier global investment firm headquartered in the US. With the expansion in the Asia market, they are looking for a compliance manager specializing in electronic and algo trading.
Candidates are required to have minimum 7 years of relevant experience, with sound knowledge in Hong Kong regulatory rules and electronic trading.
My client offers attractive package including desirable bonus and staff benefits. With the fast-paced and dynamic working environment, the role definitely can provide a broader horizon for your career path.
Responsibilities:
- Advising the business parties on regulatory rules and policies, specializing in electronic and algo trading
- Assisting in advising on regulatory compliance matters, including licensing, enquiries from external parties, compliance training and AML/KYC/Sanctions issues
- Developing, implementing and monitoring plans, policies and procedures within the region
- Responsible for ad-hoc compliance issues
Requirements:
- Bachelors' degree required, preferably in Law degree
- Sound knowledge in Fixed Income, Equities, and Options asset classes
- Proficient in both written and spoken English and Chinese
- Ability to play as leader as well as team player
For interested parties, please contact Winifred at +852 2777 6277 or w.tsang@hamlynwilliams.com for further discussions.
LI-WT1