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US Investment Banking - Electronic Trading Compliance Manager

  • Location

    Hong Kong

  • Sector:

    Financial Services and Banking

  • Job type:


  • Contact:

    Winifred Tsang

  • Contact email:

  • Salary high:


  • Salary low:


  • Published:

    4 months ago

  • Expiry date:


  • Startdate:


My client is a top-tier global investment firm headquartered in the US. With the expansion in the Asia market, they are looking for a compliance manager specializing in electronic and algo trading.

Candidates are required to have minimum 7 years of relevant experience, with sound knowledge in Hong Kong regulatory rules and electronic trading.

My client offers attractive package including desirable bonus and staff benefits. With the fast-paced and dynamic working environment, the role definitely can provide a broader horizon for your career path. 


  • Advising the business parties on regulatory rules and policies, specializing in electronic and algo trading
  • Assisting in advising on regulatory compliance matters, including licensing, enquiries from external parties, compliance training and AML/KYC/Sanctions issues
  • Developing, implementing and monitoring plans, policies and procedures within the region
  • Responsible for ad-hoc compliance issues


  • Bachelors' degree required, preferably in Law degree
  • Sound knowledge in Fixed Income, Equities, and Options asset classes
  • Proficient in both written and spoken English and Chinese
  • Ability to play as leader as well as team player


For interested parties, please contact Winifred at +852 2777 6277 or for further discussions.