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Job

Virtual Banking - Compliance Manager

  • Location

    Hong Kong

  • Sector:

    Financial Services and Banking

  • Job type:

    Permanent

  • Contact:

    Winifred Tsang

  • Contact email:

    w.tsang@hamlynwilliams.com

  • Salary high:

    0

  • Salary low:

    0

  • Published:

    7 months ago

  • Expiry date:

    2022-02-12

  • Startdate:

    ASAP

My client is a Hong Kong based virtual banking backed by a regional commercial bank. They are currently looking for a compliance manager who is familiar with local regulations and has experience in compliance testing. Sound knowledge of I&I compliance would be a big plus.

This is a great opportunity for junior to mid-level seniority to step up as manager level with experience as a team leader. The role offers you a stable platform and rewarding package to develop your career in the banking industry.

 

Responsibilities:

  • Handle regulatory inquiries from external and internal stakeholders
  • Coordinate and support regulatory on-site examinations
  • Assist in the handling of regulatory reviews, examinations and investigations
  • Assist to conduct compliance review
  • Help promote and enforce compliance culture within the Bank 
Requirements:
  • 6+ years of working experience in financial industry and at least 3 years specialising in compliance, risk management or internal control function (preferably in sizable bank or regulatory bodies)
  • Sound working knowledge of the local legislation
  • Practical experience in conduct compliance review program
  • Sound knowledge in I&I compliance is a plus
  • Good knowledge of HKMA / SFC and technology controls
  • Excellent command of both spoken and written English and Chinese, including Putonghua

 

For interested parties, please contact Winifred at +852 2777 6277 or w.tsang@hamlynwilliams.com for further discussions.

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