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VP - AML Advisory

  • Location

    New York, NY, USA

  • Sector:

    Compliance & Financial Crime

  • Job type:


  • Salary:


  • Contact:

    William Guinnessey

  • Contact email:

  • Salary high:


  • Salary low:


  • Published:

    about 1 year ago

  • Expiry date:


  • Startdate:


Key tasks and responsibilities of the role include, but are not limited to:

  • Providing day-to-day guidance to the Business' employees regarding Compliance with local and US AML/Know Your Customer laws & regulations and institutional policies
  • Ensuring that an effective AML / KYC plan / procedure exists to protect the business against the risk of its customers being involved in potential money laundering activities
  • Ensuring that the AML unit timely reviews all AML alerts and exceptions are disposed of without any delays with the assistance of Relationship Managers
  • Focusing on work prioritization within the AML unit, monitor productivity of AML unit staff and implement ways to improve it
  • Performing periodic review of banking relationships that are relatively high risk (e.g. PEPs, footprints in other geographic locations, etc.)
  • Preparing and coordinating the execution of the BSA/AML & OFAC risk assessment
  • Reviewing PEP relationships
  • Reviewing the resourcing needs of the Compliance function
If you would like to apply for this or other similar roles, please contact William Guinnessey on