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VP Compliance Auditor

  • Location

    Greater New York City Area

  • Sector:

    Financial Services and Banking

  • Job type:


  • Salary:

    $Commensurate with experience$

  • Contact:

    Vickie Chan

  • Contact email:

  • Salary high:


  • Salary low:


  • Published:

    10 months ago

  • Expiry date:


  • Startdate:


Our client is a leading investment bank with global presence. In light of recent growth, the firm is looking to bring on a senior VP to lead and manage internal audits of its Compliance & Financial Crimes (AML) functions.

You will be an experienced audit leader and project manager, with well-rounded compliance expertise across Corporate Compliance, Financial Crimes and Conduct Risk. You will work closely with the Head of Audit to develop and execute a robust audit plan covering these areas, in addition to managing and developing a team of direct reports based in New York. This is a high-performing, mature internal audit function and your role will play a key part in upholding the department’s reputation as best in class.

Successful individuals will possess:

  • 8+ years internal audit experience, ideally gained in a complex financial services environment such as an investment bank and/or relevant arm of a public accounting firm
  • Strong knowledge of compliance regulations and conduct risk / governance regulations
  • A direct leadership style, with previous track record mentoring and developing more junior members of staff
  • Relevant certifications such as CIA, CPA, CAMS, CFE and/or FINRA licenses (7/63)

This is a fantastic opportunity for those individuals looking to lead and grow with a top tier financial services institution, especially as the firm looks to expand its US presence. To register your interest, please reach out to Vickie Chan via the link or at