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Job

VP Compliance Auditor

  • Location

    Greater New York City Area

  • Sector:

    Financial Services and Banking

  • Job type:

    Permanent

  • Salary:

    $Commensurate with experience$

  • Contact:

    Vickie Chan

  • Contact email:

    v.chan@hamlynwilliams.com

  • Salary high:

    0

  • Salary low:

    0

  • Published:

    2 months ago

  • Expiry date:

    2020-09-19

  • Startdate:

    ASAP

Our client is a leading investment bank with global presence. In light of recent growth, the firm is looking to bring on a senior VP to lead and manage internal audits of its Compliance & Financial Crimes (AML) functions.

You will be an experienced audit leader and project manager, with well-rounded compliance expertise across Corporate Compliance, Financial Crimes and Conduct Risk. You will work closely with the Head of Audit to develop and execute a robust audit plan covering these areas, in addition to managing and developing a team of direct reports based in New York. This is a high-performing, mature internal audit function and your role will play a key part in upholding the department’s reputation as best in class.


Successful individuals will possess:

  • 8+ years internal audit experience, ideally gained in a complex financial services environment such as an investment bank and/or relevant arm of a public accounting firm
  • Strong knowledge of compliance regulations and conduct risk / governance regulations
  • A direct leadership style, with previous track record mentoring and developing more junior members of staff
  • Relevant certifications such as CIA, CPA, CAMS, CFE and/or FINRA licenses (7/63)


This is a fantastic opportunity for those individuals looking to lead and grow with a top tier financial services institution, especially as the firm looks to expand its US presence. To register your interest, please reach out to Vickie Chan via the link or at v.chan@hamlynwilliams.com