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Job

VP Legal & Compliance Audit

  • Location

    New York, New York

  • Sector:

    Financial Services and Banking

  • Job type:

    Permanent

  • Contact:

    Lianna Liu

  • Contact email:

    l.liu@hamlynwilliams.com

  • Salary high:

    0

  • Salary low:

    0

  • Published:

    16 days ago

  • Expiry date:

    2021-12-25

Hamlyn Williams has been engaged by a Global Financial Services Firm to recruit a VP of Legal and Compliance Audits. Reporting directly to the Regional Director of Compliance Audits, this individual will be managing the audit portfolio for the US Wholesale Division relating to Conduct & Culture, Risk Appetite, AML/KYC, Sanctions, Swap Dealer, etc. 

This is an exciting opportunity to join a growing Audit function with a presence in over 30 different countries. 

Successful candidates will have: 

  • 7+ years of relevant Audit / Compliance experience within the Financial Services space or with a Consulting Firm 
  • Strong knowledge of Compliance and Wholesale Banking regulations such as FINRA, SEC, Dodd Frank, Volcker, US Patriot Act, etc. 
  • CAMS or other related certifications are a plus

To register your interest, please submit a copy of your resume or reach out directly at l.liu@hamlynwilliams/646.847.2496.

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