Connecting linkedin



VP of Futures Advisory

  • Location

    New York, New York

  • Sector:

    Financial Services and Banking

  • Job type:


  • Salary:

    $140,000 to $170,000

  • Contact:

    Nicole Izurieta

  • Contact email:

  • Salary high:


  • Salary low:


  • Job ref:

    VP of Futures Advisory

  • Published:

    about 1 month ago

  • Expiry date:


  • Startdate:


We’ve partner with an exciting equity capital markets firm who are looking to add a Futures & Swaps Advisory Officer to assist with the development and administration of the Compliance Program. This a hybrid role based in New York City.

What you’ll be doing:

  • Serve as the main Compliance Officer for the future and swaps sector.
  • Oversee the implementation of CFTC and NFA rules for swaps, futures, and FX products.
  • Step in as the global subject matter expert for swaps and futures.
  • Create compliance contract that adheres to the regulatory requirements for CFTC and NFA.
  • Advise and guide team members on sales & trading compliance issues
  • Represent the company in industry groups focused on improving regulation.
  • Responsible for update policies and procedures to reflect ongoing industry changes, corporate requirements, and best practices.
  • Lead NFA examinations or oversight request and drafting a firm response.
  • Develop and implement Swap Dealer training for staff.

Minimum Qualifications:

  • 3+ years of experience working in Futures compliance
  • Swap dealer, FX Compliance, or regulator experience is a plus
  • Knowledge of domestic and international regulations regarding futures and swaps

For more information, please contact Nicole Izurieta at Hamlyn Wiliams at