VP, PB Regulatory Compliance
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Location
Hong Kong
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Sector:
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Job type:
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Salary:
Attractive Package
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Contact:
Wilfred King
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Contact email:
w.king@hamlynwilliams.com
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Salary high:
0
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Salary low:
0
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Job ref:
Job-1
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Published:
5 months ago
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Expiry date:
2021-01-31
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Startdate:
ASAP
Responsibilities:
- As a key member of the private banking team, you will ensure that new rules and regulations are identified and conduct proper gap analysis
- Implement the appropriate controls and measures for the latest rules and regulations
- Review and submit regulatory registration/deregistration of staff, including the appointment or change in role with regulatory capacity
- Review and maintain compliance declarations and CPT record
- Coordinate regulatory, internal or external auditor on examination and reviews
Requirement:
- University graduate in Banking, Finance or relevant discipline. Relevant qualification is an advantage
- Years of relevant working experience in compliance, regulators or audit, preferably in private banking sector
- Familiar with regulations and experience in dealing with local regulators and auditors
- Capable of working independently and in a team environment