Job

Responsibilities:

• As a key member of the private banking team, you will ensure that new rules and regulations are identified and conduct proper gap analysis
• Implement the appropriate controls and measures for the latest rules and regulations
• Review and submit regulatory registration/deregistration of staff, including the appointment or change in role with regulatory capacity
• Review and maintain compliance declarations and CPT record
• Coordinate regulatory, internal or external auditor on examination and reviews

Requirement:

• University graduate in Banking, Finance or relevant discipline. Relevant qualification is an advantage
• Years of relevant working experience in compliance, regulators or audit, preferably in private banking sector
• Familiar with regulations and experience in dealing with local regulators and auditors
• Capable of working independently and in a team environment