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Job

VP, PB Regulatory Compliance

  • Location

    Hong Kong

  • Sector:

    Financial Services and Banking

  • Job type:

    Permanent

  • Salary:

    Attractive Package

  • Contact:

    Wilfred King

  • Contact email:

    w.king@hamlynwilliams.com

  • Salary high:

    0

  • Salary low:

    0

  • Job ref:

    Job-1

  • Published:

    about 2 months ago

  • Expiry date:

    2020-12-09

  • Startdate:

    ASAP

Responsibilities:

  • As a key member of the private banking team, you will ensure that new rules and regulations are identified and conduct proper gap analysis
  • Implement the appropriate controls and measures for the latest rules and regulations
  • Review and submit regulatory registration/deregistration of staff, including the appointment or change in role with regulatory capacity
  • Review and maintain compliance declarations and CPT record
  • Coordinate regulatory, internal or external auditor on examination and reviews

 

Requirement:

  • University graduate in Banking, Finance or relevant discipline. Relevant qualification is an advantage
  • Years of relevant working experience in compliance, regulators or audit, preferably in private banking sector
  • Familiar with regulations and experience in dealing with local regulators and auditors
  • Capable of working independently and in a team environment