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Job

VP - Regional Oversight and Remediation

  • Location

    New York, NY

  • Sector:

    Financial Services and Banking

  • Job type:

    Permanent

  • Salary:

    145,000 - 160,000

  • Contact:

    Connor Dueñas

  • Contact email:

    c.duenas@hamlynwilliams.com

  • Salary high:

    0

  • Salary low:

    0

  • Published:

    3 months ago

  • Expiry date:

    2023-03-11

  • Startdate:

    ASAP

We are working with a top European bank that is looking for an Asset Management Regional Oversight and Remediation VP to build out their growing team.

Hamlyn Williams has partnered with a top European bank to build out its asset management team. The build-out will help the firm to achieve a number of strategic growth objectives and meet heightened regulatory standards given the current environment. We are currently recruiting a Regional Oversight and Remediation VP to help with their compliance expansion in New York, NY.

If you are a VP-level compliance officer with experience in policies and procedures as well as training, this is an excellent opportunity for you.

What you'll be doing:

  • Supporting the business or business support functions with Internal Audit (IA), regulatory, and compliance reviews (including preparation, documentation, meeting recaps, development of remedial actions, etc.)
  • Proactively performs read-across analysis on issues identified in one business unit for relevance in others.
  • Initiating targeted risk and controls reviews on newly identified risks
  • Contributing towards enhancing the AM’s Internal Audit Management Risk & Control Culture (MRCC) rating.
  • Organizing, monitoring, and ensuring implementation of remediation programs.
  • Inspiring change with a focus on governance, innovation, and efficiency for remediation.
  • Liaising with AM BRC teams across multiple regions for insights.
  • Identifying where training would be beneficial to the business at a high level
  • Questioning the status quo and identifying issues and improvements.

What they're looking for:

  •  Knowledge of Asset Management and previous experience in a risk subject area (e.g. Internal Audit, Compliance, Operational Risk, Controls)
  • Detailed understanding of key elements for good controls and risk oversight.
  • Delivery focused - the ability to optimally drive projects/reviews/tasks to completion at a high standard. Understand and build practical approaches for adherence and monitoring. Excellent organizational and project management skills. Planning, strategizing and prioritizing across multiple projects.
  • Proven ability to proactively identify and define remediation with the first line based upon areas of improvement, standard methodologies, controls, and specific areas of attention.
  • Able to negotiate on behalf of Asset Management.
  • 10+ years dealing with auditors and regulators.
  • Experience as a trusted advisor to the business.
  • Creative and inquisitive approach.
  • Ability to work across different types of businesses, with different levels in the firm, and with second-line functions including Legal, Compliance, Risk, etc.
  • Dedication to fostering an inclusive culture and valuing diverse perspectives 

For more information contact Connor Duenas at Hamlyn Williams at c.duenas@hamlynwilliams.com

(646) 349-2806

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