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VP Risk & Controls Compliance

  • Location

    New York

  • Sector:

    Financial Services and Banking

  • Job type:


  • Salary:

    $120-130K Base

  • Contact:

    Robert Soble

  • Contact email:

  • Salary high:


  • Salary low:


  • Job ref:

    Risk & controls

  • Published:

    3 months ago

  • Expiry date:


  • Startdate:


We're working with a top-tier investment bank looking to build out a new team with exciting growth potential. This team is a centralized risk and controls group that will have wide exposure across the business and you'll be able to build and grow the initiative.

What you'll be doing:

  • Overseeing the monitoring of adherence to Compliance Risk Policies.
  • Investigating and responding to compliance risk issues. Evaluating regulatory inquiries, preparing required documentation, making recommendations to senior management on how to proceed, and preparing responses for the regulatory inquiries.
  •  Designing, developing, delivering, and maintaining best-in-class compliance programs, policies, and practices 
  • Analyzing complex comparative data, preparing and presenting regional and global reports related to compliance risk assessments, and monitoring compliance-related issues.
  • Reviewing materials to ensure compliance with various regulatory and legal requirements and to ensure compliance risks are appropriately identified and addressed.

What they're looking for:

  • 4+ years of experience in risk and controls, writing policies and procedures and developing risk assessment profiles
  • Knowledge of Compliance laws, rules, regulations, risks and typologies
  • Bachelors degree level educated 

For more information contact Robby Soble at Hamlyn Williams at or call 646.349.4242