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VP Trade Floor Supervision

  • Location

    New York

  • Sector:

    Financial Services and Banking

  • Job type:


  • Salary:

    $160,000 - 175,000

  • Contact:

    Thomas Byrne

  • Contact email:

  • Salary high:


  • Salary low:


  • Job ref:

    VP Trade Floor Supervision

  • Published:

    about 2 months ago

  • Expiry date:


  • Startdate:


We're working with a growing international bank who are looking for a VP to join their Trade Floor Supervision group.

What you'll be doing:

  • Assist in maintaining up-to-date policies and procedures
  • Review surveillance reports; document and report anomalies and trends to your regulatory supervisor
  • Partner closely with Compliance and Supervision colleagues in order to monitor Regulatory developments in the context of current rules and industry trends
  • Provide consultation and advice to trading desks and Business Heads

What they're looking for: 

  • Bachelors degree level educated 
  • 5+ years of experience within Supervision or Surveillance
  • Strong knowledge of Fixed Income products
  • Experience in securitized products - sales, trading, originations 
  • Series 7, 63, & 24 highly preferrable 

For more information please contact Thomas Byrne at Hamlyn Williams -