Wealth Management Compliance Manager - Virtual Banking (70-90K)
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Location
Hong Kong
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Sector:
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Job type:
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Salary:
Competitive package
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Contact:
Wilfred King
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Contact email:
w.king@hamlynwilliams.com
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Salary high:
0
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Salary low:
0
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Job ref:
IRC-0925
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Published:
4 months ago
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Expiry date:
2020-12-25
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Startdate:
ASAP
My client is one of the prospective Virtual Bank in Hong Kong and they are currently looking for a Wealth Management Compliance Manager in the market. As a key member of the compliance team, you will be responsible for the regulatory compliance of the Insurance & Insurance products.
Responsibilities
- Set up and maintain investment and insurance product suitability framework and system logic for the virtual banking platform
- Keep abreast of all relevant regulatory requirements and assessing the impact on business and operation
- Identify gaps, enhance and perform regular reviews on work flows of conducting product due diligence, approval application and product compliance related matters
- Assist Head of Regulatory Compliance on remediation projects and any ad hoc matters
Requirements
- University graduate in Banking, Finance or related disciplines. Relevant compliance professional qualification is an advantage.
- Minimum 7 years of relevant working experience, preferably with exposure in the business of investment & insurance compliance
- Detail-oriented with strong controls mindset and time managament skills
- Capable of working independently and in a team environment
- Good command in both written and spoken English and Chinese