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Job

Wealth Management Compliance Manager - Virtual Banking (70-90K)

  • Location

    Hong Kong

  • Sector:

    Financial Services and Banking

  • Job type:

    Permanent

  • Salary:

    Competitive package

  • Contact:

    Wilfred King

  • Contact email:

    w.king@hamlynwilliams.com

  • Salary high:

    0

  • Salary low:

    0

  • Job ref:

    IRC-0925

  • Published:

    24 days ago

  • Expiry date:

    2020-12-25

  • Startdate:

    ASAP

My client is one of the prospective Virtual Bank in Hong Kong and they are currently looking for a Wealth Management Compliance Manager in the market. As a key member of the compliance team, you will be responsible for the regulatory compliance of the Insurance & Insurance products.

Responsibilities

  • Set up and maintain investment and insurance product suitability framework and system logic for the virtual banking platform
  • Keep abreast of all relevant regulatory requirements and assessing the impact on business and operation
  • Identify gaps, enhance and perform regular reviews on work flows of conducting product due diligence, approval application and product compliance related matters
  • Assist Head of Regulatory Compliance on remediation projects and any ad hoc matters

Requirements

  • University graduate in Banking, Finance or related disciplines. Relevant compliance professional qualification is an advantage.
  • Minimum 7 years of relevant working experience, preferably with exposure in the business of investment & insurance compliance
  • Detail-oriented with strong controls mindset and time managament skills
  • Capable of working independently and in a team environment
  • Good command in both written and spoken English and Chinese