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Job

CASS Manager

Opportunity to work for one of the largest providers of multi-line insurance in the UK, with a strong global presence.

 

Duties & Responsibilities

 

·         Direct line management of approx. 5 CASS Analysts

·         Pro-active monitoring of investment operational processes focussing on one or more of the following :

·         Identify and mitigate risks for all CASS and COBS rules which we are responsible for:

·         Provide support to the CF10a in the delivery of their regulated responsibility

·         Deliver accurate and timely CASS Oversight for all areas of responsibility of the CASS Daily team

·         Ensure accurate reporting to ensure senior management are appropriately informed of risks and issues

·         Understand the causes of failures and identify areas of weakness while working with the various business areas and/or third parties to resolve them and mitigate the risk of them reoccurring.

·         Build and develop working relationships with Our Clients business areas and third parties.

 

 

Skills & Experience required

 

·         Good regulatory understanding regulatory

·         Knowledge of the CASS requirements and standards and the implications of these

·         Time management and prioritisation skills to plan and organise own work and that of the team to deliver objectives.

·         Relationship management

·         Experience of risk management and process monitoring preferably with a focus on an investment platform environment

·         Experience of (or qualifications) to evidence strong knowledge of reconciliation activity or financial services experience

 

Email s.grimmond@hamlynwilliams.com for more information or call 0203 675 2931

https://www.linkedin.com/in/stuart-grimmond-4ab2b2112/