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Job

Compliance Audit Consultants

We are looking for multiple Compliance Audit professionals to take on engagements with a bank, to be based in various locations in Texas.

Experience in carrying out Compliance based Audits within Consumer Compliance is required and here is an overview of the engagement expectations and duties:

  • Perform and led on-site audits of the consumer compliance/CFPB regulations (e.g., alphabet regs)
  • Analyze and evaluate the internal control framework across Front, Middle and Back Office functions (First and Second Lines of Defense)
  • Conduct investigative interviews to understand roles and responsibilities and to identify control gaps
  • Design and perform sample-based testing and formalized audit findings in investigative reports
  • Present audit findings and recommendations to C-level management
  • Reviewed and approved the closure of U.S. regulatory recommendations
  • Contribute to the development of the regional audit plan

If you are available to take on a new project right now and have the required experience, please get in touch ASAP!