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Job

Senior Compliance Officer

  • Location

    Bristol, UK

  • Sector:

    Regulatory, Compliance & Financial Crime

  • Job type:

    Contract

  • Salary:

    £300 - £450 daily rate

  • Contact:

    Yaingy Chan

  • Contact email:

    y.chan@hamlynwilliams.com

  • Salary high:

    0

  • Salary low:

    0

  • Published:

    12 days ago

  • Duration:

    6 Months

  • Expiry date:

    2019-02-09

  • Startdate:

    ASAP

Main Responsibilities:

  • Provide advise to the first line, and management of Compliance 'sign-offs’ as required
  • Subject matter expert for regulatory obligations (including FCA and Data Protection)
  • Oversight of all regulatory breaches, and completion of the monthly bordereaux to the PI
  • Completion of the 6 monthly regulatory return accurately and on a timely basis
  • Delivery of the Compliance Monitoring Plan on a timely basis, ensuring high-quality reviews are completed in accordance with Brightside’s Compliance Monitoring Methodology and deliver added-value recommendations to assist the business in continuously improving the regulatory control
  • Support and coaching of the Compliance Officer to ensure efficient operation of the Compliance function, and the personal development of the Compliance Officer
  • Delivery of weekly updates to the business of all regulatory and industry updates
  • Dealing with regulatory breaches, breakdowns in systems and controls, potential fraud, significant errors, and omissions

 

Requirements:

  • At least 3 years’ experience in Compliance within the Insurance Sector
  • At least 3 years’ experience of delivering risk-based Compliance Monitoring Reviews
  • Experience of working within Insurance Broking (desired)
  • In-depth knowledge of FCA regulations relevant to the group, notably ICOBS, CONC, PERG, FIT, PROD, CASS and SYSC
  • Commercially sensitive whilst considering business and regulatory risks
  • Strong business knowledge, a thorough understanding of insurance products, distribution and processes
  • Well-developed influencing skills and the ability to sell the benefits of a strong compliance culture 
 
If you would like to apply for this or other similar roles, please contact Yaingy Chan on y.chan@hamlynwilliams.com.