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Job interview

Compliance Governance Officer

Governance

New York, United Kingdom
145,000 USD
21 May 2025

Job Description

Compliance Governance Officer
NYC – Hybrid

Hamlyn Williams has partnered with a full service commercial bank, based in NYC, NY that are looking to hire a Compliance Governance Officer. This Officer will be responsible for mitigating risk and strengthening regulatory controls.
 
This role is on a hybrid basis four days per-week on site. If you are not able to work on site, please do not apply.
 
As the Compliance Governance Officer, you will:
  • Support the coordination of regulatory reviews by helping to prepare responses to information requests and putting together detailed follow-up documentation to address any issues identified.
  • Assist in creating and maintaining a consistent presentation deck for the Compliance Management Committee and other leadership groups.
  • Help prepare regular compliance risk updates and reports for the Board Risk Committee and other Board-level meetings, as needed.
  • Collaborate with the Compliance Governance Lead and Chief Compliance Officer (CCO) to plan meeting agendas and document meeting notes for the Compliance Management Committee.
  • Contribute to the Compliance Management System (CMS) improvement plan by tracking progress on key projects and making sure tasks are completed on time.
  • Help oversee the process for managing compliance-related issues, including tracking open items and reporting progress and resolutions to senior leaders.

As the Compliance Governance Officer, you will need:
  • B.S. Degree
  • 3-5 years of experience in enterprise risk management, compliance, governance, or similar roles within a banking/financial services environment.
  • Hands-on experience supporting regulatory examinations, including preparing response materials and closure documentation.
  • Solid understanding of banking regulations and regulatory frameworks, particularly in areas such as consumer protection.
  • CRCM or advanced degrees is a plus.
  • Must be a Green Card holder or U.S. Citizen


 

Skills

Compliance Advisory
Job Reference

165500

Date Posted

21 May 2025

Industry

Compliance

Category

Compliance & Financial Crime

Role

Level

Mid-Level​​

Employment

Permanent

Working Location

Hybrid

Salary/Rate

145,000 USD

Willana Gilbert

Senior Consultant

+1 929 460 8836

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